UBS Rosegarten/Rubin Group Named to Forbes Best-In-State Wealth Teams
UBS Wealth Management USA has announced that The Rosegarten/Rubin Financial Group, a distinguished advisory team based in the firm’s 299 Park Avenue office in New York City, has been named to the prestigious Forbes Best-In-State Wealth Management Teams list for 2025. This recognition underscores the firm’s continued commitment to excellence in financial advisory services and highlights the outstanding achievements of this seasoned team.
A Prestigious Recognition
The Forbes Best-In-State Wealth Management Teams list is widely regarded as one of the most authoritative rankings in the financial industry. The annual recognition, developed in collaboration with SHOOK Research, evaluates wealth management teams based on a rigorous methodology that considers both quantitative and qualitative factors. These include assets under management, industry experience, compliance records, and the quality of client relationships. For 2025, the ranking features more than 5,300 teams collectively managing approximately $7 trillion in client assets.
Given the competitive landscape of wealth management, earning a spot on this list is a significant accomplishment. UBS’s 299 Park Avenue office is known for housing some of the most experienced financial professionals in the industry, and The Rosegarten/Rubin Financial Group has consistently demonstrated excellence in portfolio management, financial planning, and client service.
Daniel Shepler, Managing Director and Market Director of the UBS Wealth Management USA 299 Park Avenue office, expressed his enthusiasm regarding this achievement. “We are extremely proud that The Rosegarten/Rubin Financial Group was once again recognized on this prestigious list,” Shepler stated. “Miles and David have achieved an incredible level of success through their dedication, focus, and commitment to their clients.”
The Rosegarten/Rubin Financial Group: A Legacy of Excellence
The Rosegarten/Rubin Financial Group was founded over three decades ago by industry veterans David Rosegarten and Miles Rubin. Over the years, the team has cultivated a reputation for delivering superior financial advisory services, catering to a distinguished clientele that includes some of the country’s most prominent executives, business owners, corporations, not-for-profit organizations, and foundations.
What sets The Rosegarten/Rubin Financial Group apart is their holistic approach to wealth management. They specialize in comprehensive portfolio planning, with expertise spanning long-term asset growth, fixed income strategies, retirement planning, asset allocation, and risk management. Their client-centric approach ensures that every financial strategy is tailored to meet the unique needs of each client, allowing them to navigate complex financial landscapes with confidence.
Beyond their technical expertise, the team is recognized for their unwavering dedication to client service. They believe in fostering strong relationships built on trust, transparency, and a deep understanding of their clients’ financial goals. This philosophy has been instrumental in their continued success and industry recognition.
Consistent Industry Recognition
The Rosegarten/Rubin Financial Group has a long history of accolades and industry recognition. Their recent inclusion on the Forbes Best-In-State Wealth Management Teams list for 2025 marks the third consecutive year they have received this prestigious honor, having also been recognized in 2023 and 2024. Such sustained recognition is a testament to their enduring commitment to excellence in wealth management.
In addition to team accolades, both David Rosegarten and Miles Rubin have individually been recognized by Forbes as top advisors in New York. They have appeared on the Forbes Best-In-State Wealth Advisors list for the last four years, further solidifying their status as industry leaders. These individual honors highlight their deep expertise, client-first approach, and the impact they have made in the field of wealth management.
Meet the Team
The success of The Rosegarten/Rubin Financial Group is not just attributed to its founding partners but also to its exceptional team members. The group comprises a dedicated team of professionals, each contributing unique expertise and perspectives to provide unparalleled service to clients. The team includes:
- David Rosegarten – Co-Founder and Senior Advisor
- Miles Rubin – Co-Founder and Senior Advisor
- Michelle Perr – Wealth Management Associate
- Victoria Saylor – Client Service Associate
- Joanna Prasinos – Client Relationship Manager
- Jennifer Fragetti – Operations Specialist
Together, this team works diligently to develop personalized financial strategies, ensuring that clients receive comprehensive and forward-thinking investment solutions.
The Forbes/SHOOK Ranking Process
The Forbes Best-In-State Wealth Management Teams list is meticulously curated through a detailed research process conducted by SHOOK Research. The methodology involves analyzing a wide range of factors to identify the most successful and trusted advisory teams.
The ranking process includes:
- Data Collection: Teams submit detailed information regarding assets under management, investment strategies, and client service models.
- Interviews: Candidates undergo in-depth interviews conducted over the phone, via video conferencing, and in person to assess their expertise and approach.
- Qualitative and Quantitative Analysis: Performance metrics, compliance history, and client retention rates are carefully examined to ensure a comprehensive evaluation.
- Final Selection: The top-performing teams are then chosen based on their ability to demonstrate excellence in wealth management and client satisfaction.
Given this stringent evaluation process, being recognized on the Forbes Best-In-State Wealth Management Teams list is a mark of true distinction and a testament to a team’s ability to deliver outstanding financial services.
The Future of The Rosegarten/Rubin Financial Group
As The Rosegarten/Rubin Financial Group celebrates yet another year of industry recognition, they remain focused on their mission to provide world-class wealth management services. Looking ahead, the team is committed to staying at the forefront of financial innovation, continuously adapting to market changes, and delivering tailored solutions that align with their clients’ evolving needs.
Their approach is deeply rooted in long-term financial planning and risk management, ensuring that clients are well-positioned for the future. Whether working with high-net-worth individuals, business owners, or nonprofit organizations, The Rosegarten/Rubin Financial Group prides itself on offering strategic financial guidance that empowers clients to achieve their financial aspirations.
